Rahoituspalvelujen sääntely

Our lawyers have experience across a wide range of financial services regulation, including advising:

• management companies (including AIFMs), investment managers and investment managers on their respective regulatory obligations, agreements (including service level agreements), distribution and marketing requirements and shareholder arrangements
• on the re-organization of a major bank’s depositary business from the UK, Ireland and Luxembourg and to a branch of an Irish entity, including UK, Irish and Luxembourg advice, FCA applications and re-papering of all client documentation including managing the foreign registrations of most of the bank’s clients in Europe, which were marketed in 50 jurisdictions globally
• asset management companies on regulatory attitudes of financial services regulators to blockchain and crypto assets across 100 jurisdictions
• a European financial services regulator with obtaining advice on setting up a sandbox (sometimes also referred to as a “Reglab” or “incubator”), in seven jurisdictions
• a number of financial institutions on change of control requirements, including making the relevant filings, most recently a global investment management company in 52 countries